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Old Sunday, February 3rd, 2008
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Default Saint John of the Cross

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St. John of the Cross

Doctor of Mystical Theology

1542-1591

When a young woman came very fearfully to his confessional at Avila, he encouraged her: "I am not so, but the holier the confessor, the gentler he is, and the less he is scandalized at other people's faults, because he understands man's weak condition better." Sometimes as superior in the monastery he coughed or rattled the rosary hanging from his belt, to warn an offending friar of his approach. This was St. John of the Cross, often and even commonly thought of as the utmost in severity.

St. John was essentially a very gentle person, yet very intense. If he drove a generous and well-disposed penitent and spiritual child hard, it was only to lead him to greater union with God. He was not anxious to catch anybody breaking silence or infringing on some other monastic rule. He was willing to look the other way; yet he never closed his eyes to what really needed correcting. His strong sense of justice and the desire to see others advance led him to impose punishments that were on occasion severe.

When his vice-rector at the College of Baeza, without consulting him, accepted an invitation to preach, he sent another priest instead to give the sermon. He could never compromise, but his sense of balance between justice and love was delicate. He hoped to lessen the punishments he imposed, when the charity of a third party would come forth to intercede. At times he even complained when none of the brethren would ask for mercy for one of their fellow religious. St. John of the Cross dipped deeply into the wells of contemplation, and his union with God reflected some of the justice and mercy of God, which to most mortals often seem apparently contradictory - unless a person can look far below the surface of things.

St. John of the Cross was a many-sided man - in both his character and in his teaching. He was a great lover of nature, perhaps more so than any noted Saint, except perhaps St. Francis of Assisi. Still, he taught that all natural goods and all natural beauty must be forsaken if we wish to find God. He was affectionate and attached to friends, yet he said we should love and be forgetful of all in an equal way. Even by his biographers St. John has been interpreted from opposite viewpoints: "It is a striking reflection," says E. Allison Peers, (Anglican) scholar of the University of Liverpool and translator of and commentator on St. John of the Cross, "that critics and panegyrists have in turn associated St. John of the Cross, more or less exclusively, with every one of the principal elements of his teaching." (Tablet, July 4, 1942).

From a Poor Family

St. John of the Cross was the third and last child of a nobleman father who had been disinherited when he married a common working girl. The father, Gonzalo de Ypes, died when St. John was an infant; and the mother, Catalina, had a hard time trying to support her three sons, Francisco, Luis and Juan, by her work at the loom. The boys had all been born at Fontiveros, then a town of 5,000 people, about 24 miles northwest of Avila. Luis died in childhood, and when Francisco was about 20 and Juan six, the widow and two boys moved to Arevalo. Three years later, poverty again forced a move, this time to Medina del Campo.
It was in this business center of 30,000 that "Juan de Ypes" went to school. He was placed as a boarder in the Catechism School, a kind of orphanage, whose program afforded him a chance to learn something about tailoring, woodcarving, carpentry and painting. A sketch he painted of a crucifix is still preserved at the Convent of the Incarnation of Avila. St. John was not really skillful in any of these trades, but throughout life he liked to work with his hands. From the orphanage he went to live at the hospital of Nostra Senora de la Concepcion, where he worked as a male nurse and also where he collected alms for the upkeep of the institution. While living and working here, he was also permitted to attend the Jesuit College in the city. After a very busy four years, he graudated in 1563.

It was poverty that forced these boarding arrangements. St. John was very close to his mother and brother. Later, when Francisco, also noted for his holiness, was helping as a laborer, building the monastery of Los Martires at Granada, St. John always introduced him as "my brother, who is the treasure I value most in the world." Not long before his death, St. John sent for Francisco to come and spend some time with him. When Francisco wanted to leave, St. John made him stay a few days longer, knowing this would be their last time together on earth. "Don't be off in such a hurry, for you do not know when we shall see each other again." Their mother had died during an influenza epidemic at Medina del Campo in 1580. At the time, St. John of the Cross had been far away in Andalusia.

He Joins the Carmelites

In his boyhood St. John had twice been saved from drowning, once when he fell into a pond at Fontiveros and later when he was pushed into a well at Medina del Campo. He himself has told us that the Blessed Virgin saved him both times. It is not surprising, therefore, that he was atracted to the Order of Our Lady of Mount Carmel. He entered this order at St. Anne's in Medina del Campo in 1563 at the age of 21 and received the name, John of St. Mathias.

After his novitiate, he spent four years studying at the Carmelite College of St. Andrew and at the University of Salamanca. His training in literature, philosophy and theology was very thorough, and he was a diligent and brilliant student. He was ordained in the spring of 1567 during his theological studies; the exact date is not known. At the time he offered his first Mass at Medina, in September, the great favor of being confirmed in grace was granted to him. His first assignment was as tutor to the young Carmelites of St. Anne Monastery in Medina del Campo.
He was still a newly ordained priest of 25 when he met St. Teresa of Avila, who was visiting Medina. At the age of 52, she was then just over twice his age. St. John was thinking of joining the Carthusians so he could lead a more retired and prayerful life. But the reforming Madre Teresa saw in St. John of the Cross the man she had been looking for. She told him he could find what he wanted in religious life by helping her launch a reform of the Carmelite friars.

After their first meeting, St. Teresa hurried to tell her Sisters: "Help me, daughters, to give thanks to our Lord God, for we already have a friar and a half to begin the reform of the Friars." (This could have been a way of emphasizing St. John's worth, if it refers to him alone. As usually interpreted, it refers to his small stature; he would be the "half," while Antonio de Heredia, to whom St. Teresa had already spoken about the reform, would be the "whole" friar.) St. Teresa used to refer to St. John affectionately as "my little Seneca." She also wrote in a letter: "He is not tall, but I think he is of great stature in God's eyes."

The Reform of the Carmelite Friars

The Father General of the Carmelites had already given permission to found two reformed monasteries in Castile. On November 28, 1568, the first house of male Discalced ("shoeless") Carmelites opened at Duruelo. Antonio de Heredia, the former prior at Medina, came there to be the first superior, under the name Fray Antonio de Jesus. From this time onward, St. John signed his name, "John of the Cross." St. John, his brother Francisco and a lay brother had done the work of altering the little farmhouse given to St. Teresa at Duruelo. The chapel was so small that one could stand only in the center of the room, but toward the rear he would have to sit or kneel.

St. John of the Cross was the first to wear the rough habit of the Reformed Carmelite Friars. It was actually he who shaped their spirit, and he must be considered as the first of the Discalced Carmelite Friars and the Father of the Reform. The elderly Padre Antonio just happened to be the first local superior, and a little later, the first prior.

Duruelo was found to be just too far out of the way and was therefore abandoned in less than two years, the Friars going to Mancera, three miles distant. Another monastery was founded at Pastrana, and this became to a large extent the nursery of the Reform. When things were going badly at Pastrana, St. John of the Cross went there for awhile to organize matters and give a more steadying direction to the new novitiate.

St. John of the Cross, the Prisoner

It was at Toledo that St. John went through the greatest and most dramatic crisis of his life. He underwent a severe test of his courage, endurance and faith. He was caught in the vortex of a dispute between the Carmelites of the Mitigated Observance and the Carmelites of the Reform. There were good men on both sides of the disputed question, and the correct answer was not so clear in the heat of the argument. The key to the trouble was a conflict of authority between the Prior General of the Carmelite Order and the Papal Nuncio in Spain. In 1575 at Piacenza in Italy, the General Chapter of the Order suppressed those monasteries of the Reform which had been founded without authorization of the General. Nothing was done to put this decree into effect, however, as long as Ormaneto, the Papal Nuncio, who was friendly to the Reform, was in office. After his death, however, and with the coming of Sega, a nuncio hostile to the Reform, the Calced Carmelites (Carmelites of the Mitigated Observance), calling on the civil arm of the law, had a number of the Reformed Carmelite Fathers arrested.

St. John of the Cross was taken prisoner in December, 1577, from his chaplain's house at the Convent of the Incarnation in Avila and brought to Toledo. He judged rightly that the decrees of Piacenza, which were read to him, referred only to houses founded without the Prior General's permission. But he would not renounce the Reform, as he was called on to do. Therefore, he was termed rebellious and contumacious.

He was imprisoned in the monastery in Toledo in a room ten feet by six, with a very small slit high in the wall being his only source of light. The room was really nothing but a large closet. Here St. John was locked in for nine months, suffering from the cold in the winter and the stifling heat in the summer. When he was brought out, it was to take his meal of bread and water and sometimes sardines, kneeling in the refectory, and to hear the upbraidings of the Prior. After the meal on Fridays, he had to bare his shoulders and undergo the circular discipline for the space of a Miserere. Each person present struck him in turn with a lash. St. John bore the scars of these beatings throughout his life.

There were other cruelties, for the conversation outside the dark cell dwelt on the complete crushing of the Reform. All the letters of St. Teresa of Avila to the King of Spain, Philip II, and others were to no avail. No one even knew where John was kept. "I do not know how it comes about that there is never anyone who remembers this holy man," she complained in one letter.

In the darkness of this cell, St. John of the Cross composed and committed to memory some of his greatest poems, including most of his book, The Spiritual Canticle, which is 40 stanzas in length. On August 14, when the Prior, the stern Fray Maldonaldo, came to St. John's cell and asked what he was thinking about that he did not rise, St. John replied, "That tomorrow is Our Lady's feast and how much I should love to say Mass." "Not while I am here," the Prior replied.

Later, after his incarceration was over, St. John of the Cross never said a word against those who had treated him so badly. "They did it because they did not understand," he said in excuse. He bore no ill-feeling toward his "jailers," for his soul in its most inward part was unruffled and at peace and dwelt with God.

A change in jailers after six months brought a more lenient friar to be his keeper. But he was torn by doubt as to what was God's Will: Should he try to escape, or was it the will of God for him to die here? His searching prayer was answered by the conviction that he should escape. So he began to plan. While the others were at table, the more lenient young Father, Juan de Santa Maria, allowed St. John to help clean the cell. This included the liberty of walking down the corridor outside the room onto which his prison closet opened in order to empty the night pail. The jailer had also given St. John a needle and thread to mend his clothing. He tied a small stone to the thread and measured the distance to the ground from a window in the corridor. Back in his cell, he sewed his blankets together and found that they would, if used as a rope, reach to within 11 feet of the ground - close enough to permit a jump. Little by little he had also loosened the screws in the padlock outside the cell. On the night he planned to escape, two visiting friars happened to be sleeping in the room outside. They awoke when the padlock fell when St. John shook it, but they went back to sleep again, their sleepy eyes perhaps being closed by a wide-awake angel.

St. John stepped between the friars and silently let himself out through the window and down on his improvised rope. Had he landed two feet farther out from the building, he would have fallen to the rocky banks of the Tagus River below. He next found himself in a court surrounded by walls; he was almost ready to give up, but he finally succeeded in climbing one of the walls and was able to drop into an alleyway of the city. After daybreak, he found the convent of the Discalced Carmelite nuns, who sheltered him and later found a temporary refuge for him in the Hospital of Santa Cruz, very close to the monastery from which he had escaped. The friars from the monastery had come to the convent looking for him while he was there, and now little knew that the emaciated, nearly dead object of their search was being nursed back to life not a stone's throw away.
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Old Sunday, February 3rd, 2008
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The Mystical Tradition and St. John of the Cross

Confluence, Divergence, and Coherence


From the outset, as it must be clear by now, it will not be our purpose, nor does it lie within the scope of this book to seek parallels between the doctrine of St. John of the Cross and the many mystics which preceded him within the tradition to which he very clearly belongs. It is, rather, my express wish to examine the philosophy of St. John upon its own terms, in and of itself, without cluttering the text or confusing an already difficult issue with a plethora of distracting references and historical asides that, while providing a broader overview, inevitably vex us by pulling us away from the focus required to grasp this profound work. Historical perspective is very valuable; indeed, indispensable to an understanding of mysticism at large, and while clear parallels do in fact exist between the doctrine of St. John and the doctrines of earlier mystics, the reader who would have both – the breadth of historical perspective and the rigorous focus of a clearly defined examination – must inevitably decide upon one or the other. I have opted for the latter. But I also recognize the necessity of some perspective from the former. As E. Allison Peers had correctly pointed out, in the works of St. John we find ourselves at the confluence of a great mystical tradition to which many prior writers had contributed – each uniquely, but only in part – to the culmination of that unified and disciplined whole systematically, and for the first time coherently, articulated in the thought of one writer: St. John of the Cross.

But St. John is no mere synthesizer. His unique and profound contribution, not merely to the literature, but to the theology of mysticism, is unparalleled, and unrivaled by any of his predecessors, many of whom unquestionably contributed to the development of his thought. But one would not, for that reason, hold the creative genius of, say, Heisenberg, to be diminished simply because prior physicists had made separate and distinct contributions which the creative genius of Heisenberg – grasping in toto what each had only succeeded in articulating in part – molded into a successful physics no less original for these prior contributions, than it was creative in articulating the whole. Our notion of creativity as such quite often and unconsciously appears to derive its paradigm from God understood as having literally created ex nihilo. But in man, in any man, creativity is not something that suddenly emerges quite spontaneously and in isolation. There are always antecedents from which creative genius springs, distilling something pure from the brackish tributaries upon which it draws. Within the Christian tradition this was certainly so of St. Thomas Aquinas. It is no less true of St. John of the Cross.

Mystical theology, we might say, appropriately begins, as it ends – in a paradox. The most direct, and certainly the most widely accepted interpretation of the development of the tradition of Western Christian Mysticism traces its origins back to Plotinus in the third century 1 But where Plato had endeavored to preserve the fluid dialogical nature of what was essentially philosophic inquiry, the Neoplatonists in general, and particularly Proclus in his tremendously influential Elements of Theology, strove toward a rigorously architectonic form, a form through which they sought to elaborate not so much a synoptic philosophy, but a coherent and essentially reactionary doctrine. This doctrine, only casually derived from Platonism, emerged from what essentially began as dialogues between Plotinus and Ammonius Saccas – a long-standing oral tradition to which Plotinus himself adhered until he was fifty and had begun making notes of his lectures. It was these notes which his pupil Porphyry subsequently edited and organized into the Enneads 2 – and the reason this was done at all is the whole point of the paradox to which we had adverted at the beginning.

The Bursting Chrysalis:
Antagonism, Assimilation and Articulation

While Plotinus himself makes no reference whatever to Christianity, confining his criticisms specifically to Gnosticism, it nevertheless remains that the mystical doctrine of Plotinus that had been subsequently developed by Porphyry and Iamblichus 3 – and especially as it had been systematically articulated by Proclus – cannot be understood apart from, because in fact it was in large measure a calculated response to, the burgeoning threat of the still nascent Christianity. Not only was Christianity winning converts to the cause, but more importantly, it was simultaneously encroaching upon the state religion – and with it, making decided inroads against what the Neoplatonists saw as the last vestiges of classical culture. Neoplatonism was, in this very clear sense, a reactionary philosophy – it was articulated in response to, and essentially to compete with, the new religion of Christianity which was sweeping the Empire, and along with it, the Hellenic tradition that had become a part of the unraveling fabric of post-classical society. And this is to say that even the systematic origin of the phenomenon of mysticism has its historical roots in antithesis.

It is important to understand in this connection that early Christianity, imbued as it was with the anticipation of the imminent Parousia, or Second Coming of Christ, had more urgent, and certainly more practical objectives in light of its impending redemption, and, consequently, little interest in speculation. With the passage of time, this sense of imminence, of impendence, while not entirely lost, inevitably receded before the more immediate demands thrust upon it by an antagonistic culture. The early Christian community soon came to the realization that it had to cogently evaluate its own doctrines in the very terms of its antagonists; to coherently interpret their deepest convictions in light of the increasingly critical and hostile position of the Neoplatonists. While it is true that the Neoplatonists could claim an historical continuity with classical antiquity through the fusion of Platonic and Aristotelian philosophical concepts, it is also true that Neoplatonism had effectively exceeded the legitimate bounds of classical philosophy. In fact, Neoplatonism had radically redefined philosophy by no longer understanding its objective to lay simply in the attainment of truth, but by transforming truth into religious insight through a specifically epistemological enterprise in which philosophic knowledge culminated in the knowledge of God, or better yet, in God as the culmination of philosophical knowledge. Through this transformation it successfully, if superficially, combined the official gods of the Empire reinterpreted through Plotinus, with the prestige that classical philosophy enjoyed at large. It was, after all, a doctrine clearly more congenial to, because it more closely accorded with, the prevailing Hellenistic tradition through its unique interpretation of Plato, and had, moreover, the distinct advantage of preserving important and popular elements of pagan religion. The official polytheism of the state, now reinterpreted in pseudo-Platonic terms – however tentative – in turn lent philosophical legitimacy to Neoplatonism, a legitimacy it would not have otherwise enjoyed apart from the prevailing cultural affinity for Plato.

Neoplatonism, then, effectively forced Christianity out of the slumber of its own critical naiveté. In a larger sense, the conflict which had long existed between Rome and Galilee had now emerged from the narrow and patently futile gauntlet of the Roman arena, where even blood had failed to attenuate the conflict, into the decisive arena of the mind. Faith would wither under the light of unrelenting reason – and reason would succeed where duress not only had miserably failed, but had served to fuel the fervor of this growing, unreasoned, and recalcitrant sect. Another approach was clearly necessary to preserve what was left of the respectability of Hellenism in a declining empire, and Plotinus found in Platonism the most effective instrument to this end. This is not to say that the essentially reactionary impulse of Plotinus was exercised, or even conceived, in the interests of the state, at least in a way that we would understand in contemporary terms; still less that he did not have a genuine philosophical commitment to, if coupled with a defective understanding of, the tradition of Platonism – but the fact remains that the doctrine itself unquestionably evolved as a response to both cultural and contemporary considerations.

Inevitably, however, even this perspective is too myopic. Very clearly, systematic mysticism cannot be discussed apart from Plotinus, Porphyry, and especially Proclus – who first made the distinction between the via affirmativa and the via negativa in the epistemological approach to God – and whose synthesis of Neoplatonic concepts through Aristotelian logic was to prove so influential in later Scholastic thought. But the mystical enterprise must be understood within a much larger historical context. The bankrupt philosophies of the classical era, Eclecticism, Epicureanism, Skepticism and Stoicism, all of which had promised – and failed – to deliver happiness, resulted in a general disillusion with philosophy as a viable means of rescuing post-classical society from its impending dissolution. And while it is true that Neoplatonism attempted to provide that alternative by vying with Christianity, it is no less true that the mystical impulse itself clearly predated the advent of Neoplatonism as the first systematic formulation of the basic mystical thesis; an impulse which cuts across all traditions and cultures and has been universal in every age. It is fundamentally a human response that is as ancient as the Divine invitation echoed in the cool of the evening in the garden of the first paradise: “Vocavitque Dominus Deus Adam, et dixit ei: ‘Ubi es?’ “ 4 The Divine solicitation to union with God, then, is as ancient as the creation of the heart of man. The human susceptibility to God cannot be confined to a culture, a tradition, a doctrine, or even any one religion. This is no invitation to indifferentism; it is merely a realization, a recognition, that this susceptibility is rooted in the ontology of the soul itself, and is therefore universal to all men, in all ages, in every culture. It is obviously another case altogether how each culture has interpreted this invitation and responded to it. For the Christian mystic, however, this invitation takes the decisive and definitive form of God Incarnate in the Person of Jesus Christ, a point to which we alluded earlier, and for which reason we needn’t reexamine now.

The concatenation of persons and ideas which had culminated in the lucid exposition of St. John is more or less clearly defined along an historical continuum that is nevertheless worth exploring, for the thought of St. John cannot be exscinded from the tradition out of which alone it coherently arises. We had already briefly adverted to Plotinus, Porphyry, and Proclus as the systematic progenitors of the mystical doctrine that had come to be subsequently elaborated within Christian metaphysics. There are many intermediary figures, to be sure: Iamblichus, the Syrian pupil of Porphyry; Marinus, the disciple of Proclus; and commentators like John Philoponus who subsequently converted to Christianity, among a host of other less significant figures after whom Neoplatonism, as a viable philosophy in its own right, had effectively come to a conclusion, having been supplanted by the decidedly more cogent and closely reasoned Christian interpretation. Christian thought, in the end, did not abolish Neoplatonism, as Neoplatonism had been intended to abolish Christianity, but rather reinterpreted it, and in the process had not so much adopted, as assimilated significant features of Neoplatonism, and incorporated them, with some residual tension, within the philosophic body of Christian doctrine.

The Neoplatonic emphasis on the dialectic approach to God is a good illustration. For the Neoplatonist there are essentially three dialectical moments culminating in the knowledge of God. These may broadly be summarized as the predicative, in which we affirm something about God; the dispredicative, in which, paradoxically, we deny what we have affirmed, at least in a univocal sense; and finally the superlative, in which we reaffirm what we had denied, but in an equivocal sense; this latter finally achieving the most adequate approximation not simply linguistically available, but epistemologically possible. An example will prove helpful. For the Neoplatonist, the only ascriptions proper to God are the One and the Good. The most fundamental concept of being, however, is not predicated of God except equivocally, or analogically: it is not predicated of the One or the Good – because it is absolutely transcendent – in the way that it is predicated of other things in the universe of experience. So much had at least been suggested by Plato in his Republic and Symposium, although with a good deal of vacillation and, we might add, with sufficient enough ambiguity, if not ambivalence, to provide stable enough a platform for Plotinus to make his leap to super-reality where Aristotle through that same ambiguity stepped down to the world of experience. The fact remains, however, that every instantiation of being in the world of ordinary events is, without exception, determinate, limited, and therefore finite. In other words, each is possessed of being in a way that is not just different from, but radically dissimilar to, the completely transcendent Being of God. We cannot, as a consequence, univocally ascribe being to God – who is without limitation, determination, and finitude – in the way that we ascribe being to a man or, for that matter, to a tree. In this sense, then, God is not being; at least not being ordinarily understood. To arrive at an adequate understanding of the nature of God, then, we must effectively dispredicate him of being in the way that being is understood of everything else apart from God. God, as a result, must essentially be understood neither as being, nor as not-being. His being is, in the terminology of the Neoplatonists, above being.

A good deal more, of course, is involved in this dialectic which is extrapolated to every other possible predicate of God with essentially the same result: the thesis, having been established, is at once abrogated through its antithesis, and the erstwhile contradiction is sublated into a synthesis reconciling this apparent opposition. The synthesis itself, however, is at best only tentative, resting as it does upon a precarious balance between the univocal and the equivocal use of language – and the problems this inevitably creates for language, together with the paradoxes it subsequently engenders, are by now obvious and have become intrinsic to mystical discourse ever since. In other words, what has become conceptually synthetized through language does not translate into an ontological opposition that in the end is understood as apparent only. The ontological opposition remains unmitigated and intact. What has been conceptually reconciled are merely the terms of opposition applied to the Absolute – an opposition which, in any event, is entirely extraneous to the One in virtue of its utter transcendence – a synthesis which the Neoplatonist tentatively achieves through the use of the superlative. And this, of course, is simply another way of saying that the Absolute is only susceptible of being addressed analogically.

As we may well anticipate, such an analysis – at least relative to the paramount concept of being – was fraught with problems upon its own terms, and, as it stood, was not entirely amenable to thinkers struggling to articulate a Christian philosophy within an otherwise useful Neoplatonic framework. Systematically sound, the metaphysical architecture around which Plotinus constructed his doctrine stood largely in need of rehabilitation only – specifically along the lines of its cosmological and ontological interpretations. And it is precisely on this point, in one of the first crucial breaks with unchristened Neoplatonism, that the 4th century Marius Victorinus, considered by some to be the first Christian Neoplatonist in the Western tradition, took exception. Significantly, Victorinus held being or esse to be, if not the most appropriate, at least the most accurate name for God in one of the earliest, if only inchoate, formulations of Christian philosophical thought. A tension, then – one never entirely resolved – ineluctably emerges from the Christianizing of Neoplatonism; a tension, we can see, essentially resulting from the incorporation of significant features of Neoplatonism, both metaphysically and cosmologically, together with the repudiation of one of its most basic tenets concerning the fundamental concept of being.

In other words, while much of the metaphysical infrastructure of Neoplatonism remained intact despite its adaptation to specifically Christian concepts; ontologically, the abstract, superessential being of, say, Proclus, is clearly not identical, nor can it be equated, with the personal Being of the Christian Neoplatonists. Although the One identified by Plotinus is indeed, and almost parenthetically described as “the paternal divinity,” 5 the god of Plotinus, Porphyry, and Proclus is, in a manner of speaking, not the God of Abraham, Isaac, and Jacob. To begin with, it is not a personal being to whom, for example, prayers are addressed; a being understood as intimately involved in the lives and the affairs of men. For the Neoplatonist, there is no predilection for man in the abstract being of the Absolute. The whole point, however, is that not just the Being, but the personal Being of God, is unquestionably the most fundamental tenet of Christianity; in fact, it is unquestionably the first principle of any specifically Christian metaphysics.

As a consequence, the categorical transcendence of the Absolute of Plotinus – a transcendence so complete that it does not so much as admit of the predication of “being” to a proper conception of the Absolute except by way of pure analogy – becomes an immediate point of contention in the adaptation of Neoplatonism to Christianity. This, paradoxically, but no less obviously, is not to say that the Christian philosopher does not attribute transcendence to God; he merely interprets this transcendence, not in less categorical, but in less stringently ontological terms; terms which, in the end, find their most coherent definition in a metaphysics involving the notion of participation.

The Areopagitica


Certainly in terms of the influence exercised by any one Neoplatonist, the most central figure, and unquestionably the most instrumental in this transformative assimilation is Dionysius the Pseudo-Areopagite, or as he is often simply called, the Pseudo-Dionysius, the fifth century Christian philosopher (probably a disciple of Proclus) whose actual identity remains unknown, although largely conjectured upon. He is generally believed to have been an ecclesiastic of some sort whose pseudonymous authorship of this body of writings that has come to be known as the Areopagitica, is ostensibly attributed to one of the judges of the Areopagus, or the supreme tribunal in Athens, before which St. Paul had stood to defend his evangel, and subsequent to whose eloquent defense, converted to Christianity 6. We now know this not to be the case, and the reasons put forth for this pseudonymity are many and varied, but few of them seriously suggest anything more than the type of pious literary imposture that appears to have been commonly practiced at the time. In any event, the authorship of these works is largely beside the point considering the systematic coherence achieved in which Neoplatonic concepts were successfully synthesized with accepted Christian doctrine. These treatises, which were to have an impact well into the middle ages and beyond, and which in toto constitute the Areopagitica, are four: De Divinis Nominibus (a paradigm of the via affirmativa), Caelestis Hierarchia, Ecclesiastica Hierarchia, and Theologia Mystica (an even more celebrated paradigm of the via negativa) 7 The latter, though extremely brief – having only five chapters – distills elements essentially derived from the other three treatises which then form the basic principles to mystical union with God. Anyone who has read anything of the medieval mystics will be immediately acquainted with much of the imagery and many of the analogies, to say nothing of the method, in this work. And while we do not intend to go into a detailed analysis of the Christianized Neoplatonism of the Pseudo-Dionysius, it is sufficient for this brief summary to note that the Areopagitica is the locus classicus not only of the linguistics of mysticism, together with the inchoate development of a distinctive mystical epistemology, but of the via negativa, or the negative way, the concept perhaps most central to the later metaphysical thought of the medieval mystics in particular, and Christian mysticism in general.

It is very clear from the outset that the author of the Areopagitica was profoundly influenced by Proclus, the last and arguably the most systematic thinker of the Neoplatonic school, who was deeply antagonistic to Christianity. Despite this marked influence, however, the synthesis which the Pseudo-Dionysius had effected between Neoplatonism and Christianity was so successful that the Areopagitica very early on were invoked as competent documents on both sides of the Monophysite controversies in the 6th century, and in the dispute over Monothelism in the 7th. Within the latter part of that same century we find St. John Damascene, the last of the Greek Fathers, appealing to the Pseudo-Areopagite in discussing the limitations of language in addressing the Absolute, particularly in his references to the essential incomprehensibility of God. 8 Widespread as his influence had been, however, it was St. Maximus Confessor, the 7th century theologian who, by successfully integrating dogmatics into the Pseudo-Dionysian schema through his lucid commentaries on all four treatises, had provided the necessary theological glosses to obvious ambiguities in the texts, bringing the works of the Pseudo-Dionysius into closer alignment with orthodox doctrine and thus effectively preparing them for, and greatly contributing toward, their general recognition in the later Middle Ages.

Ironically, the profound influence that the Pseudo-Dionysius was to exercise upon the later development of medieval mystical thought was nearly lost to the West together with the knowledge of classical Greek that had all but vanished in the four hundred years preceding the Carolingian reforms and the subsequent revival of letters, culture, and learning. Greek at this time, indeed, the pursuit of learning in general, appears to have been preserved exclusively in the monasteries of Ireland, which alone had been spared the barbarian incursions that had ravaged the Continent and extended as far as Britain. Fortunately, however, they had failed to press farther west, and at the behest of Charles the Bald, it was the Irish philosopher and theologian, Johannes Scotus Erigena, one of a handful of theologians in the West who had acquired facility in classical Greek, who was largely responsible for bringing the Areopagitica 9 (together with St. Maximus Confessor’s Ambigua) into the mainstream of medieval theological thought through his translation in 858 of the works from their original Greek into Latin. At the same time, he incorporated significant features of these works into his own speculative theology that itself had become prominent in his most celebrated, if controversial work, De Divisione Naturae 10, otherwise known as the Periphyseon, which was widely read by mystical theologians in the 13th century and exerted considerable influence upon such later figures as Johann Eckhart. With the isolated exception of Johannes Scotus Erigena, however, a significant hiatus occurred in the development of mystical-theological thought between the 9th and the 11th centuries that coincided with the greater gap in continuity that had occurred within philosophy itself apart from a few notable exceptions such as Boethius in the early 6th century – considered by some the last of the Romans – whose De Consolatione Philosophiae (a philosophical and not an explicitly Christian work per se) bears the unmistakable stamp of Proclus, and possibly St. Isadore of Seville in the 7th century, more properly an encyclopedist in his attempt to compile a sort of summa of universal knowledge, parts of which, incidentally, preserved important fragments of classical learning that would otherwise have been lost altogether.

Revival, Reason and Revelation:
the Middle Ages and the Mystical Tradition

Not until the revival of letters and learning in general under the auspices of Charlemagne (principally through Alcuin, the great architect of the Carolingian renaissance) will we find the literature of mysticism reintroduced through the reintroduction of classical learning itself. This, as we have seen, was the impetus that brought the Pseudo-Dionysius to Johannes Scotus Erigena in the first place. While the assimilative process, as we may expect, was gradual, so effective was the reform in education and learning that had been brought about largely through the efforts of Alcuin that the educational system it produced survived the collapse of the Carolingian Empire, which had effectively ended with the death of Charles the Fat in 888. However, the wealth of classical learning it had succeeded in acquiring was preserved in the Cathedral schools and monasteries through which it subsequently became available to the mystics who would later flourish in the 12th century

It would seem to appear that these two distinct repositories of classical literature were largely responsible for the two equally distinct approaches to mysticism that we find emerging in the 12th century. While clearly not separate traditions, the divergent interpretations found their clearest expressions respectively in the Cistercian monasteries, most notably at Clairvaux and Signy, under the auspices of St. Bernard – widely regarded as the first medieval mystic – and at the Abbey School of St. Victor in Paris founded in 1108 by William of Champeaux, but which really came to renown under the leadership of Hugh of St. Victor, one of the foremost theologians of the 12th century and one of the principal architects of scholasticism. In many respects it was St. Bernard, however, who, in his “homilies on the Canticle”, and elsewhere, put the indelible stamp of Christianity upon the Neoplatonic mysticism of the Pseudo-Areopagite by contending that grace, and not simply the abstracting process of contemplation, was essential, indeed, indispensable to the knowledge of God that culminates in mystical union; a union, moreover, achieved not through the intellect, but through the will; not through reason, but essentially through love, and for whom the very possibility of union at all presumed the imago Dei in the soul.

William of St. Thierry, a close friend and colleague of St. Bernard, provided perhaps the clearest expression of the Cistercian emphasis upon the role of the will in the realization of union:

“When the object of thought is God, and the will reaches the stage at which it becomes love, the Holy Spirit at once infuses Himself by way of love [such that] the understanding of the one thinking becomes the contemplation of the one loving” 11

In this respect it would appear that St. John of the Cross is much closer to St. Bernard and William of St. Thierry than to Hugh of St. Victor to whom he is in other respects nevertheless indebted. While not prescinding from the necessity of revelation, and always within the bounds of orthodoxy, Hugh of St. Victor nevertheless strongly emphasizes the role of reason in attaining to the knowledge of God. His contribution to the literature of mysticism, principally in the form of his five mystical works, De Arca Noe Morali et Mystica; De Vanitate Mundi; De Arrha Animae; and De Contemplatione et eius speciebus was significant and the Neoplatonic influence upon his thought unquestionable as we see in his Commentariorum in Hierarchiam Caelestem Sancte Dionysii Areopagitae secundum interpretationem Joannnis Scoti libri x. The emphasis upon reason, which characterized the Victorines in general, is particularly evident in the mystical works Beniamin maior and Beniamin minor by Richard of St. Victor for whom contemplation formed the terminus of a progression of knowledge to the point of pure reason beyond which – and only with divine assistance – the soul attains to union. In an interesting aside nevertheless apropos of St. John, Richard invokes a particularly useful analogy in the way of underscoring the importance of dogma and Scripture to the mystical experience by seeing in the Mount of the Transfiguration a prototype of certain “visions” accompanying this experience, and claiming that such essentially peripheral phenomena, if they are in fact genuinely divine in origin, must be corroborated by Moses and Elijah, who for Richard symbolize the Church and Sacred Scripture. If they accord with neither, they are to be rejected. Certainly the tradition that culminates in the thought of St. John owes a considerable debt to the Victorine School in further elaborating the Christian synthesis that derived its impulse from the Pseudo-Areopagite. The extent to which St. John of the Cross was influenced by this important school of thought is, I think, most clearly evidenced in his use of the allegorical interpretation of Scripture, certainly not in the Victorine emphasis upon reason. It would also seem probable that St. John’s metaphysics of participation through love owes at least an historical debt to Richard of St. Victor in whose De Trinitate God is emphasized as love itself, as the Evangelist John had beautifully summarized, and not merely as a perfectly loving being.

This tradition continues to be developed in the writings of the13th century Franciscan mystic Giovanni Fidanza, better known as St. Bonaventure, a contemporary and close friend of St. Thomas Aquinas, whose Itinerarium mentis in Deum, or Journey of the Mind to God, and De Triplici Via, or the Three-fold Way – essentially a compendium of the mystical theology of the Victorine School – were widely read by such diverse later 14th century mystics as Blessed Henry Suso and Jean Gerson. It is really in the 14th century, however, that we come the flowering of mysticism, and more specifically, to the apex of speculative mysticism. The various earlier systems, both rational and affective – that is to say, emphasizing either reason or the will respectively – converge at that academic crossroads where the increasingly abstract, dry, and often contentious schools encountered a popular yearning for depth and renewal in the most basic spiritual aspirations of which the academics had seemingly lost sight in the pursuit of matters abstruse and trivial by comparison. Here we find such familiar and notable figures as Eckhart, Ruysbroeck, Suso, Tauler, and Gerson, all of whom, directly or indirectly, to some extent influenced St. John of the Cross. Within the limited scope of this book we cannot possibly attempt to detail the individual contribution to the thought of St. John of each of these figures who were, at least chronologically, his most immediate predecessors; it is nevertheless clear, however, that the most direct sources to which St. John had access were in any event themselves indebted to the contributions of previous figures within the same tradition. And while we may safely advert to the earliest systematic formulations of this doctrine in the Neoplatonists in general and the Pseudo-Dionysius in particular, and see every subsequent development essentially in light of this basic metaphysical doctrine, we cannot, and quite obviously, for that reason prescind from those unique contributions that were instrumental in articulating this early and largely inchoate doctrine in a way that progressively succeeded in making it consistent with both Christianity and reason.

To a large degree, each figure in the mystical tradition owes a greater debt to the influence of another and preceding figure in a way that is more clearly recognized than his debt to the rest. But we must equally recognize that every mystic is essentially eclectic in drawing upon the distinct universe of ideas that constitute the tradition out of which his own thought emerges, sometimes subscribing to certain aspects of one doctrine while largely rejecting the rest, as in the case of Blessed Henri Suso’s rehabilitation of some of the faulty doctrines of Johann Eckhart. In a sense, to say that St. John owes his most immediate debt to Ruysbroeck, as some maintain, even if true in a purely chronological or immediate sense, is to fail to see in Ruysbroeck the myriad other mystics, indeed, the entire mystical continuum to which the doctrine of Ruysbroeck or any other mystic is indebted. Every mystic, then, incorporates something of the thought of not merely one particular mystic preceding him, but of the entire tradition implicitly comprehended within the doctrine of that mystical figure to whom he himself is most immediately indebted. And distinct elements within this tradition extend back well beyond the Pseudo-Areopagite himself; in fact, at least as far back as the 3rd century AD, some two hundred years prior to the appearance of the Areopagitica. And the whole point is this: whether or not say, Maximus Confessor in the 9th century had read St. Athanasius’s Life of Antony written around 357 AD or the Spiritual Homilies of the 5th century Pseudo-Macarius, and whether or not Maximus’s Ambigua itself was the subject of study of say, Johann Tauler, may be impossible to ascertain. What is certain, however, is that an entire tradition consisting of a wide variety of writings by a great many different writers is brought to bear on the doctrines that later became articulated in the speculative systems of the great 14th and 15th century mystics.

Any brief survey, for example, must certainly include Origen, the 3rd century scholar and Church Father who stands not only as one of the most creative minds in the history of the Church, but as one of its earliest mystical teachers. Indeed, not only was Origen a contemporary of Plotinus, but he studied under the very same Ammonius Saccas from whom Plotinus derived his own mystical doctrine. In Origen, among other things, we find one of the earliest examples of the systematic use of allegory in the interpretation of Scripture 12, a literary device exercised no less by St. John of the Cross than it was by the Victorines some four centuries before him. Among the mystical doctrines to be found in his Commentary on the Song of Songs is a conception of union framed around the notion of the imago Dei and his writings clearly adumbrate the celebrated three-fold way of purgation, illumination, and union,13 which had subsequently come to typify the mystical path to God. But there are other aspects of mysticism to be considered as well. The 4th century St. Antony, for example, is widely acknowledged as having contributed indispensable elements to the development of the ascetic aspects of Western mysticism, which find their clearest expression in the form of what are basically the ascetical prescriptions mandated by the via negativa. The conception of a rehabilitation of man’s nature to its original state of consonance with God, which had been forfeited as a result of the Fall, is equally addressed by St. Anthony, and in the context of a conception of union with God. His skeptical regard of supernatural phenomena and his admonitions concerning them (to be reiterated by Maximus later, and St. Bernard later still), his stress on the necessity of withdrawal from the world, together with his counsels concerning impediments likely to be encountered as a result of diabolical interference, are very familiar to us by now from a much later historical context.

More influential still upon the thought of the medieval mystics was the 4th century Desert Father St. Gregory of Nyssa to whom the mysticism of St. John is, directly or indirectly, indebted. In contradistinction to earlier (and some later) mystics, but very much like the Pseudo-Dionysius (whose writings were unquestionably influenced by St. Gregory of Nyssa) ecstatic union is to be attained through darkness, not light. Not surprisingly, in his Life of Moses (as St. John will much later describe it in his Ascent of Mount Carmel) we find that the journey to “… the knowledge of God … is a steep mountain difficult to ascend …”, and in this ascent itself, moreover, the imago Dei figures largely in the mystical experience that follows. The Incarnation is, for St. Gregory, as it is for St. John, and for Maximus Confessor before either of them, absolutely essential to the very possibility itself of mystical union. The necessity of abstraction from sensibility, and the imperative of faith as the only proximate means to this union – this is no less the currency of the mysticism of St. Gregory than it is of St. John of the Cross.

In the writings of these early Fathers, particularly Origen and St. Gregory, we also find some of the earliest references to Divine love inflicting a wound whose pain is longing for union; a sentiment echoed only less eloquently but no less passionately by St. Bernard than by St. John of the Cross. Like St. Antony before him, and St. John after him, St. Gregory understood mystical union as essentially culminating in the restoration of the imago Dei obscured by sin. But our striving after parallels for their own sake, should we care to pursue them further, may well continue indefinitely, and in the end be quite pointless; the recognition of such antecedents itself suffices to our present purpose. For what I am suggesting in all this is merely what I had attempted to state with a good deal more brevity earlier: All the coherent, but fragmented elements of an entire historical tradition, dating at least as far back as the 3rd century, come into brilliant focus in the thought of St. John of the Cross some thirteen hundred years later. Perhaps, in closing, an analogy of our own will be useful. This tradition comes to us more or less like the fragments of a mirror shattered at the dawn of time, each piece of which, in some diminished form, in and of itself reflects something authentic of the one same sun whose light is brought to bear upon it – but these scattered pieces are finally brought into proper orientation, aligned, reintegrated, and seamlessly conjoined only through a creative insight so flawless in perspective that the whole is for the first time reflected as unfragmented in all its parts, revealing a brilliance far greater in its unity than the sum of each distinct light reflecting in only the totality of its parts. Where each previous mystic, through the indomitable prompting of Unspeakable Love, had succeeded merely in hurling a star into the darkness, St. John, peering into that same night, grasped the divine dialectic of darkness and light – and with the finger of God traced the constellation that revealed, in the closing words of Dante’s Paradiso, “the love that moves the sun and every star.”

___________________________________

1 or literally, ‘sets of nine’ essays divided rather arbitrarily by Porphyry in his penchant for numerology into six groups.
2 Apart from the Enneads, Porphyry himself had written several influential treatises, the most notable being his Sentences, essentially an exposition of the philosophy of Plotinus, and the Isagoge (or introduction to Aristotle’s categories) which figured largely in later medieval thought especially in the controversy over universals in the 11th and 12th centuries.
3 His principal works, broadly organized as the Summary of Pythagorean Doctrines, while less celebrated than those of Porphyry, were more speculative still, and contributed significantly to the modification of the basic metaphysical tenets of Neoplatonism, elements of which Proclus would subsequently take up in his final systematic synthesis.
4 “… the Lord God called to the man, and said to him, “Where are you?” Gen. 3.9 (Vulgate)
5 Ennead 5.1
6 Acts 17.34
7 Not including ten letters, apart from these treatises, attributed to the Pseudo-Dionysius as well. These were addressed severally to ecclesiastics of ranks ranging from the monk, Caius, to the Bishop of Titus, and one ostensibly to the Apostle John himself.
8 De Fide Orthodoxa I.12
9 The text of which, in the original Greek, had been archived by Pope Paul I in the Abbey of St. Denis just north of Paris in 757 where it had remained unread for the better part of a hundred years.
10 A boldly speculative but unsuccessful attempt to synthesize the emanationisn, pantheism, and mysticism of the Neoplatonic schema with the empirical elements of Aristotle, Christian theism, and the doctrine on creation.
11 Golden Epistle, 249-250
12 Philocalia, chapters 1-15
13 intimated earlier still by St. Clement of Alexandria in his Stromateis in the 3rd century.
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Default Re: Saint John of the Cross

Quote:
The Metaphysics Part II:

The Night of the Spirit

The Twilight of Reason

The soul, we have seen, has stood at the twilight of reason; it has been brought to the brink of being, beyond which lies the bourne between the Uncreated Absolute and the absolute contingency of all creation. It is filled with a light quenched in darkness, the darkness ex nihilo from which all creation sprang and from which all creation shrinks. The last, most certain guide, experience, blenches before the abyss and, like reason before it, defaults entirely to faith in whose certitude alone remains the unwavering pledge to transition, to transfiguration in the unquenchable light beyond. Night, then, is the chrysalis once burst from which the soul will emerge in unspeakable splendor, in the unutterable beauty of the image of God. This is the plight of the mystic upon the inauguration of the Night of the Spirit. But this crucial transition, as we had pointed out earlier, is not experienced by the mystic as a sudden breach in continuity as our narrative might suggest. Still less is it understood to follow causally from, that is to say, as a necessary and immediate consequence to, the negation of sensibility. It is really the culmination of a gradual, often subtle transformation which God alone providentially effects in the soul; a point about which St. John is extremely clear:

“The soul which God is about to lead onward is not led by His Majesty into this night of the spirit as soon as it goes forth from the aridities and trials of the first purgation and night of sense; rather, it is wont to pass a long time, even years, after leaving the state of beginners in exercising itself in that of proficients ...” 1

These two entirely distinct moments, then, although methodologically related, are not logically mediated or causally conjoined. Nothing in the way of necessity determines their relation outside of the chronological order in which they must occur according to the metaphysical logic of the via negativa. St. John, in this respect, is clearly aligned with that tradition in Western mysticism, the broad consensus of which holds that the mystical experience results from the beneficence of extraordinary grace alone 2 and is, as we had already seen, and as St. John repeatedly points out, entirely dependent upon God’s initiative. But what is of particular interest to us here is what follows once this initiative is exercised on the part of God. And here, once again, as in every transition, we find the via negativa inexorably implementing the logic of mysticism, for this night of the spirit to which the soul is invited is in fact the negation of spirit – the negative moment in which God, according to St. John:

“... strips [the soul’s] faculties ... leaving the understanding dark, the will dry, the memory empty, and the affections in the deepest affliction, taking from the soul the pleasure and experience of spiritual blessings which it had aforetime, in order to make of this privation one of the principles which are requisite in the spirit so that there may be introduced to it and united with it the spiritual form which is the union of love.” 3

The Via Negativa, Annihilation,
and Pre-Noetic Transition to Union


The principle of which St. John speaks in the above passage is unquestionably that of the via negativa of which we have had ample illustration in the Ascent. But while the role of the via negativa in the Ascent was purely predispositional to the possibility of union and rendered the soul merely proximate to God, this multifarious principle of negativity now assumes a significance inseparable from, and in fact coterminous with, the mystical experience itself. It is no longer a factor merely contributing to predisposition and proximity, but is finally seen to be contemporaneous with, and the occasion of, the divine infusion itself:

“When the faculties had been perfectly annihilated ... together with the passions, desires, and affections of my soul ... I went forth from my own human dealings and operations to the operations and dealings of God. That is to say, my understanding went forth from itself, turning from the human and natural to the divine ... And my will went forth from itself, becoming divine; for being united with divine love ... it loves ... with purity and strength from the Holy Spirit ...and the memory has become transformed into eternal apprehensions of glory …” 4

But how, we must ask, is this accomplished through the via negativa? Why is it now seen to be invested with the extraordinary significance of being the occasion (albeit not the cause) of mystical experience, such that St. John would be able to state that when the faculties have been perfectly annihilated it becomes one with God to such an extent that its operations may be said to the operations of God? For our answer, we must look closely once again to the text itself – but only after posing a more fundamental question still, a question relative to an earlier statement made by St. John which, I think, carefully considered, will provide us the means around which to formulate the answer to our present question. To wit, how are we to understand St. John’s contention that:

“... [the via negativa] is one of the principles which are requisite in the spirit so that there may be introduced to it and united with it the spiritual form of the spirit which is the union of love.” 5

The principal role of the via negativa as an existential application of the logical law of non-contradiction to metaphysically incommensurable categories had, of course, consisted in removing, or more properly, negating, all those elements antagonistic to the soul’s union with God. In this role, however, the via negativa had functioned merely propadeutically: in rendering the soul proximate to God through eliminating all contrariety with God, it merely predisposed the soul, made it receptive, to the possibility of union. However, we had equally seen that an ontological gap, one interpretable in terms of experience and opposition, nevertheless remained which the via negativa of itself could not negotiate. The transition, we had found, implied nothing in the way of necessity such that union with God followed as a consequence – rather, we had understood it to be solely dependent upon the free will of God. If this, then, is the case – as indeed it is – our next question really ought to be this: how, in fact, does God accomplish this transition? That is to say, given the divine will, by what means is this transition effected?

While it is undeniably within the province of God to summarily bring the soul to the fullness of union by a simple fiat, this has been neither the experience nor the testimony of the mystics in general – nor is it that of St. John. Like every other movement that we have observed along the mystical continuum, the transition is not sudden, abrupt, or immediate, but gradual; so gradual in fact as to be at first imperceptible – a phenomena to which St. John has already alluded.6 So what is the means, what is this secret corridor through which the contemplative is conducted to God across that great ontological divide to which the soul was brought by the via negativa, but beyond which, of itself, it could not pass? It is quite simply this: annihilation. Annihilation is at once the end of the souls journey beyond contrariety, and the beginning of the soul’s union in likeness. It is the beginning of the end of the one that is the ending of the beginning of the other. In other words, the perfect annihilation of which St. John speaks is at once the pre-noetic transition to union – already! Annihilation for the mystic is the first and darkest moment of union. The last and final vestige of mediation that precluded union – which we had seen to exist in the notion of experience – vanishes in this perfect annihilation; an annihilation that leaves the existence-only of the soul and God as the condition of that existence.

The soul, in effect, is annihilated in every aspect of its being except its being-only, which necessarily is – and implicitly had always been – in union with God as the condition of its existence, a union shortly to become noetically explicit. So understood, annihilation is not a necessary consequence to the via negativa. The farthest, in fact, that the via negativa can bring the soul is to the sheer immediacy of experience-only which had always implied a distinction – and therefore could not produce union – between the experiencer and the experienced. And this distinction can only be expunged through the annihilation of every aspect of the soul’s being with the sole exception, as we had said, of its being-only – which being derives from God, and which then to extinguish is to utterly nullify. If, therefore, annihilation is not a consequence of the via negativa – then it can only be effected by the divine will alone, which is to say, by God.

But if the via negativa can only carry the mystic so far, to advert to our earlier question, how are we to understand it as concurrent with and the occasion of the mystical experience? Clearly, as we have seen it to function thus far, it cannot, as a principle and without modification, remain in the soul through, and accompany it beyond, annihilation: its function, as we have repeatedly seen, presumes contrariety and therefore distinction – distinction which we had just argued to have been abolished through annihilation. And while this is completely true, it also appears to be true that the via negativa itself undergoes a functional transformation. The principle, at least as we had understood it to function previously, is no longer viable – and yet St. John is clear that this principle is nevertheless “requisite in the spirit so that there may be introduced to it and united with it the spiritual form of the spirit which is the union of love.” And this is to say that St. John is arguing it to be an integral part of union with God. How can this be?

Well, let us approach our answer this way. St. John effectively argues that the via negativa is a principle in the soul. What does he mean by this? Essentially that the via negativa itself constitutes a unique aspect of the soul’s participation in God; a participation in that nature of God which is the necessary self-separating of God from his creation. In other words, the via negativa, we find, is implicit in God’s otherness to his creation. It is a divine principle intrinsic to and eternally enacted in God – and as such, it is, eo ipso, in the soul as the image of God; the image that is fully and authentically reappropriated through participation. It is the occasion of union because it is already a union with God in his otherness to nature. What was the separation of nature relative to God, is now the separation of God relative to nature. In exercising itself in the via negativa prior to participation, the soul, in fact, was enacting a process intended not simply to remove contrariety to God – but at once to reveal its authentic nature as the image of God.

The Prologue to Ecstatic Union

The night of spirit, then, is in fact the prologue to ecstatic union, a union already marginally effected – but as yet ante-noetic in the negativity of spirit. In other words, it is the celebrated “unknowing” that immediately precedes consciously realized participation:

“the beginning of ... contemplation ... is secret from the very person that experiences it. 7 ...[for of] this spiritual night... very little is known ... even by experience.” 8

And it is precisely because this night of the spirit is pre-noetic that the via negativa is held by St. John to be not only requisite to, but contemporaneous with, and in fact the occasion of, not simply union – which, as we had seen, may be “secretly” effected apart from any awareness whatever – but the unfolding of conscious mystical union. That is to say, given this final transition from proximity to participation the via negativa assumes an altogether different task even while its function remains the same: it is no longer a principle of absolute negativity – a negating that results in sheer negation – as it was prior to the soul’s induction into spirit. Rather, it paradoxically assumes distinct positive characteristics. It is now a negating that is a positing: a negating of the superficies of being that simultaneously reveals the being-essential, the being-fundamental underlying the superficial strata of being that has no ontological consonance with that fundamental being which is being the image of God. In other words, in negating, it discloses– and as such, its movement is in fact contemporaneous with, and the occasion of, fully-realized union with God. What is more, this further means that even prior to conscious participation there is already an effective ontological participation which then, and only then, becomes consciously noetic upon the completion of the work of the via negativa. We now can see that it is not the case that the via negativa caused this union, but rather, that it made this union conscious, noetic, explicit. It is God, rather, who is the cause of this union through his creation of the soul in his image, an image whose being is ontologically radicated in the Being Imaged.

Preempting the Problem of “Spiritual Forms”

In our eagerness to pursue this point, however, we have neglected to address an equally interesting and relevant concept that St. John brings up in a passage recently cited concerning the notion of a “spiritual form.” In order to avoid any subsequent confusion from a misunderstanding of this notion, it is very much worth reviewing:

“... [to be] united ... with ... the spiritual form of the spirit is the union of love.” 9

This spiritual form of which St. John speaks is more clearly and intimately connected with the notion of ecstatic union than would immediately appear, and it is not entirely, or at least immediately clear why St. John chooses to render it with an abstraction that is typically absent elsewhere. We may be inclined to think it entirely likely that he chose to do so simply to emphasize a sense of contextuality in dealing with this increasingly recondite Night of the Spirit. In any event, the term unquestionably lends itself to being construed as synonymous with “God”, and our question is, is that in fact the case? In a word, yes. It is really a locus classicus in scholastic philosophy with which St. John was entirely familiar since Thomism was the dominant philosophy taught at the University of Salamanca at which St. John matriculated in 1564. For example, in refuting the objection that God is composed of matter and form, Aquinas argues the following:

“... every agent acts by its form, and so the manner it which it has its form is the manner in which it is an agent. Therefore, whatever is primarily and essentially an agent must be primarily and essentially a form. Now God is the first agent, since He is the first efficient cause ... He is therefore of His essence a form ...” 10

It is not, therefore, merely highly probable, but virtually certain, that St. John’s use of the term “spiritual form” in fact derives from Aquinas’s own analysis of divine agency in terms of form – and in fact is identifiable with God who is both form and spirit. 11 This entire development, however, suggests something more than the sense of mere contextuality to which we were inclined to attribute this nominal transition. It is, I think, much more likely – especially in light of what we have recently discussed – that at this stage of the development of his mystical doctrine St. John wishes to emphasize that it is God alone who is the sole agency in the mystical experience, and that this union of pure agency 12 with the passive (the negated) soul is essentially that in which the mystical experience – the state of apotheosized being – consists. We may even go so far as to say that the being of the soul immediately prior to union is essentially a not-being (which is not to say a non-being): it is being negatively considered, or perhaps better yet, being reduced to the primal activity of being-only, to which no other (positive) predicates attach. It is being extensively negated of every other attribute, the actus essendi 13 whose activity is merely that of being and not of being thus (or being such and such). As such it is a passive state, for nothing more than being is predicated of its activity, or perhaps better yet, nothing more may be predicated of its activity than this primal act of being-only.

At first appearance this might strike us as somewhat problematic given the sense of ordeal to which the contemplative is subjected in this state, for St. John is very graphic in his description of the suffering of the soul at this point, a suffering which would imply something more than the soul’s apperceptive relation to its being-only, but it must be remembered that the unique personal residuum which constitutes the souls being qua persona – that is, a personal being qua image of the divine persona – is preserved in the theological virtues as their existential presupposition. But these virtues themselves, we will equally remember, are functions of negativity. And what this means is that the sufferings which St. John describes, far from amplifying the being persona beyond being-only, result in fact from a privation of that being – they are in fact the result of being extensively negated of the persona. And this further means that the being thus left is not being abstractly considered; it is being instantiated in personal being, a being that is a being-suffering–that is to say, being uniquely experienced in the enactment of the dark night of the soul.

Now, St. John, as we have seen, has already argued that this being is passive being. And this is to say that only through participation in union will the soul reacquire active being, and it can do so only insofar as it participates in agency. But we have equally seen that the soul already participates in God ontologically prior to this threshold of transformation in ecstatic union. This participation, however, we had understood to be merely a participation in being-as-such, and not, as we have argued, in being-thus. While it no longer possesses contrariety to God, in its mere being-as-such neither does it possess any similitude with God beyond being as the mere supposition of anything whatever. And this could as well apply to a stone as to a soul. In other words, this type of participation is of the most fundamental sort and really tells us nothing whatever of that of which being-only is predicated, for it is largely being considered negatively. It is the condition, but not the possibility of discourse. Subsequent to the soul’s transformation in union, on the other hand, it acquires a being-thus, being positively considered which heteronomously derives from the being of another to which positive predicates beyond being-only not only are ascribable, but in the very concept of which these predicates are implied by definition. Seen from this perspective, the mystical experience is totally dependent upon God as agency: both as the agency alone through which the soul is brought to the state of union, and as that agency in which the soul subsequently participates once union has been effected.

The Empty Vestibule:
an Analogical Tangent to Understanding


Some further considerations follow upon our understanding that an ontological participation has, at this point, already been effected, a participation, we have seen, that has not yet culminated in a clear realization that we might otherwise characterize as noetic. The soul has just entered into the first stage of mystical union but curiously its passive awareness remains incognizant of God. Why is this? How are we to understand the soul to be in mystical union with God, while at the same time unaware of it? The answer to this perplexing question is suggested in the text itself, for relative to this inceptive state of contemplation St. John argues the following:

“The clearer and more manifest are divine things in themselves, the darker and more hidden are they to the soul naturally... 14 [for] this divine and dark spiritual light of contemplation ... [is like] a ray of sunlight [which] enters through the window which is the less clearly visible according as it is purer and freer from specks, and the more of such specks and motes there are in the air, the brighter is the light to the eye. The reason is that it is not the light itself that is seen; the light is but the means whereby the other things that it strikes are seen, and then it is also seen itself, through its reflection in them; were it not for this, neither it nor they would have been seen. Thus, if the ray of sunlight entered through the window of one room and passed out through another on the other side ... if met nothing on way, or if there were no specks in the air for it to strike, the room would have no more light than before, neither would the ray of light be visible. Now this is precisely what this divine ray of contemplation does in the soul ... it transcends the natural power of the soul ... and darkens ... and deprives it of all natural affections and apprehensions... and leaves it ... dark ... [and] empty. The soul thinks not that it has this light, but believes itself to be in darkness ... 15 in this state ... it is fully prepared to embrace everything ...” 16

This passage is remarkable for several reasons. To be sure, there is a clear continuity with an entire tradition in mysticism that is immediately evident not merely in the metaphorical structure of his argument, but in the metaphor itself that he adopts. And while this point warrants pursuit in another context, it is entirely aside from our present purposes. What is particularly noteworthy about this passage is that it essentially constitutes an epistemological summary that properly marks the beginning of St. John’s mystical epistemology. It is the first time that St. John explicitly, if only analogically, treats of the noetic element in mystical union.

Before going on to examine the details involved in this cognitive analogy, however, a closer examination of some of the statements he makes will prove helpful in clarifying the critical distinction which St. John maintains between the natural apprehension of God prior to the state of negation, and that intuitive noesis which follows upon the soul’s union with God. For St. John – as indeed it had been for the Apostle Paul, who is widely acknowledged as the first mystic in the Christian tradition 17 – all created objects and concepts point to God, or at least in some manner imply the existence of God.18 Consider the following abstract:

“... a ray of sunlight [i.e. God: “ this divine ray of contemplation ...”] ... is the less clearly visible according as it is purer and freer from specks, and the more of such specks and motes [objects and concepts] there are in the air, the brighter is the light to the eye ...” 19

In other words, the manifold of cognition is, for St. John, evidential: it somehow implicates or communicates the existence of God. But it does so indirectly; it merely reflects God, communicates God mediately:

“The reason is that it is not the light itself that is seen; the light is but the means whereby the other things that it strikes are seen, and then it is also seen itself, through its reflection in them ...” 20

This mediate knowledge of God, however, has been abolished in the via negativa through which the mediating objects – percepts and concepts variously – had been systematically eliminated, and with them, the ordinary mode of cognition which had subsequently ceased altogether. The soul indeed is no longer aware of God, for the objects variously mediating God to the soul – in however inadequate or impoverished a manner – and apart from which the soul has no natural apprehension of God whatever, have vanished, such that:

“The soul thinks not that it has this light, but believes itself to be in darkness.” 21

It is this absence of mediation, then, which ultimately constitutes this “terrible and dark night” of which St. John so often poignantly speaks. It is night from the frames of ordinary reference, from mediation – and hence from cognition. And this would explain why, contrary to what we may otherwise anticipate, this inceptive state of union is not characterized by a sense of the numinous, an awareness of God. It is the empty vestibule of which we had spoken earlier; the room which, to use St. John’s analogy, despite its being suffused with light, remains dark – not only because the things with which it was formerly appointed are now absent through the purgative and unsparing apophatic process of the via negativa– but because the very walls defining it can no longer be perceived.

While it is certainly true that St. John’s analogy affords us little in the way of the close, concise, analytical reasoning that we might in another context expect to accompany a discourse on the first principles of a theory of knowledge, it no less remains that this sort of purely academic inquiry is entirely subsidiary, if not totally irrelevant, to St. John’s principle goal which is altogether practical, and consequent to which his task becomes not analytical, but descriptive, illustrative. And while this inchoate epistemological doctrine is only analogically constructed, it is nevertheless sufficient for us to begin a closer analysis of the cognitive elements we find in St. John’s description of the actual mystical experience itself. First of all, it has previously been shown at length that the state of mystical union presumes the absence of mediation. And what follows from this absence has particular bearing on our understanding the intuitional noesis in which ecstatic union consists. Take, for example, St. John’s statement that:

“... in this state [of negation, the soul] is fully prepared to embrace everything... “ 22

To begin with, how should we understand this very broad but clear epistemological assertion? Initially, I think, we are reluctant to accept it at face value, for the soul of itself – and therefore, of course, its cognitive faculty – we have consistently understood to be finite in nature. It is therefore difficult to understand the sense in which St. John asserts that it is epistemologically capable of comprehending “everything”. We are inclined to see such precipitate statements really as endemic to a class of literature only broadly understood as “mystical” and which, regrettably, tend to put the entire mystical tradition into a disrepute of which it is not worthy. Exaggerated statements of this sort – which regrettably but typically abound in the writings of other and less capable authors than St. John – when subjected to even the most superficial examination are likely to result in what may politely be called inexactitudes as likely to derive from faulty reasoning as from poetic excess.

Our question, then, which begs to be generalized but which of necessity we confine to our present inquiry is this: Given the indisputably finite nature of the soul, should we then understand the above statement made by St. John as an instance of this type of hyperbole which even the most scrupulous reasoners occasionally indulge? In other words, is St. John’s statement that the soul is “prepared to embrace everything” really meaningful at all in a way accessible to those of us standing outside this closed circle of light? In a word, does this statement coherently follow from the premises that we have understood thus far? And this is really to ask a larger question still, and one which conceivably implicates the credibility of St. John’s entire account: how much significance are we to attribute to such utterances – even if isolated – and to what criteria do we appeal in distinguishing between the prima facie value of meaningful statements and their merely hyperbolized counterparts? And this, I suggest, can only be answered in terms of the internal consistency of the text – which is to say in terms of the coherence of the metaphysics underlying it. If this is not forthcoming, if these metaphysical assumptions remain essentially indemonstrable, then the entire enterprise to which we have set ourselves is worthless, or what is worse yet, entirely factitious. So let us look very carefully at this statement which is really paradigmatic of the reasoning of St. John.

I think it is very clear that, for St. John, the soul in this pre-noetic state exists as the sheer potential of no longer limited, but universal cognition inasmuch as the soul in fact is already seen to be participating in the divine essence. And what this means is that when this participation is no longer merely ontological, but is rendered noetic, the soul will equally participate in the divine mind since every attribute of God coincides with his essence – and as such, the soul will share in that knowledge of God which is universal and unlimited. Moreover, and what is of vastly greater significance still, the consequence of this epistemic union has a direct and crucial bearing not only on the soul’s cognitive capacity as such, but on the very manner in which this capacity is now exercised.

Hitherto, the soul’s acquaintance with things in general was mediated to it through sense experience in the case of percepts, or through discursive reason in the case of concepts. In either event, the souls knowledge was always mediate, it was an acquaintance with things through sense or reason; in other words, they were acquired mediatively, and more importantly still, acquired as modified by sense, as accommodated to reason. But now, in virtue of this noetic union with the Absolute, it knows them in and of themselves as purely objective and unmodified realities. Its knowledge is, to adopt Kant’s terminology, an acquaintance with noumenal reality, with the thing in itself, and no longer as phenomenal, as the thing modified by, to be accommodated to, reason or the senses. And this further means that the soul’s perception in the state of ecstatic union will no longer be an indirect cognition of natural objects and created concepts through the medium of experience – which always posited a distinction between the thing experienced and the one experiencing – rather, it will be a cognition of things directly through God. Fully participating in the divine perspective, it will see through the eyes of God, in other words, as God Himself sees. And this, I think, is what St. John understands by the statement that the soul is prepared to embrace everything, for consciousness at this point is no longer the possibility of anything, as it had been prior to union, but of everything, for it is consciousness which has completely transcended all finitude and limitation through its apotheosis in God. The discursive dialectic of reason which discovers the relation among objects and ideas is supplanted by an intuitional noesis in which the distinctions characteristic in perceptions of finite entities are sublated into a type of epistemological monism – not one in which these distinctions evanesce, or are ultimately seen to be illusory, but in which each discrete entity is not dogmatically individuated or existentially isolated, but rather is seen to contribute to, to be constitutive of, the coherent whole of creation which itself not only ontologically subsists through, but is teleologically ordered toward, God. The soul, then, has arrived at this deific knowledge which is both intuitive and monistic because it has transcended the four individuating frames of nature – space, time, reason, and matter – and in having participated in the divine mind it necessarily shares in that single, comprehensive, and universal knowledge which is properly predicated of God alone.

The Vertical and the Veridical:
the Problem of Knowing


From a purely epistemological point of view, two distinct vertical moments are therefore observable in the mystical doctrine of St. John: the movement up to God (and consequently to a veridical knowledge of God) in union, and the movement back down to nature (and consequently to a veridical knowledge of nature) in participation. And this last is indeed a surprising consequence, for it is tantamount to asserting that the only veridical knowledge of anything is to be found in God alone. Moreover, it is equally to assert that the authenticity of man’s knowledge is, in the most fundamental sense, directly dependent upon the possibility of his participating in the knowledge of God through mystical union with God. And it is precisely a misunderstanding of this contention that piques the critics of mysticism, skeptics and faithful alike, who embrace a more conventional, if democratic approach to knowledge, for the notion of the authenticity of knowledge has, at this point in St. John’s account, taken an apparent, if decidedly esoteric turn. Not only is God not veridically cognized outside the state of union 23, but neither is nature – our knowledge under the best of circumstances remains necessarily truncated by our finite nature. That monistic whole, alone in which veridical knowledge may obtain, is, for the mystic, available only through participation in the infinite and uncreated knowledge of God. And where the skeptic would maintain that while such knowledge is clearly conceivable, no such knowledge is possible, the mystic would retort that not only is it conceivable, but it is, through divine dispensation, actually available. The contention really revolves around, not so much a lack of consensus concerning the definition of knowledge, but its possible scope, and this question – very much an indispensable part of our own epistemological analysis – would require a generalized summary that is clearly apart the modest purview of our present inquiry – although we shall attempt to address some of the more pertinent objections arising out of this question a bit later on in our commentary.

It nevertheless remains extremely relevant to our own purposes to explore this question further within our own present context. While it is very clearly arguable that the knowledge we acquire in ordinary states of affairs is a matter of the most practical importance and therefore demonstrates some genuine correspondence with the phenomenal world at large, to the extent that we conceive our claims to knowledge to be confirmed within and therefore validated by experience – a point which, I hasten to add, the mystic does not contend – and even if incomplete, inasmuch as it is nevertheless partial, it is at least partially true, or in some at least limited aspect authentic, the implicit mystical indictment of purely human knowledge – knowledge acquired either solely by empirical acquaintance through the senses or as conclusions drawn from syllogistic reasoning– remains no less valid. Human reason in and of itself cannot discover, perceive, penetrate to causes, for it cannot perceive the first, the uncaused Cause, which is God; it perceives an orderly concatenation of events despite the remonstrance of reason that no nexus is discoverable between them; it perceives in part what is essentially a whole, and what it perceives, moreover, it modifies in acquiring, it subjectively invests with qualities essentially extrinsic to the object; it never escapes itself so it never achieves, attains to, objectivity. At best, man’s knowledge is incomplete, and nature, while not sharing that same degree of opacity with God, is nevertheless and at the very least recalcitrant to human knowledge given man’s inherently finite approach to every conceivable datum. But this cognitive recalcitrance, both to nature to a lesser degree, and God to a greater, is, St. John argues, overcome in mystical union – and it is overcome precisely because the soul is enabled to participate in the infinitude of God.

Certainly one of St. John’s premises is a philosophic commonplace, for it is widely agreed, by skeptic and mystic alike, that man’s knowledge, however extensive, is necessarily incomplete. The very notion of complete knowledge implies exhaustive cognition, universal in scope, and of infinite intension; and while we hold ourselves, or the object, or both, either incapable of, or unsusceptible to, this type of exhaustive scrutiny relative to a single item in experience, still less do we presume it possible of that organic unity constituting the world at large. But where the skeptic on his own resources has merely stumbled upon the threshold and has pitched forward into what he finds absurdity, the mystic has abandoned his resources altogether, and along with them the contradictions and absurdities they entail, and has stepped across the threshold; he has then turned and looked back and has reacquired in toto what he erstwhile had only been able to appropriate in part. It is very suggestive, in fact, of certain elements in Hegel’s Logic where all the contradictions have been aufgehoben, the quarreling and competing absurdities sublated into a unity greater than their disparity, a harmony perceived in apparent discordance. But it is much more than this superficial summary conveys. The point of the matter is that for St. John such knowledge is only available in mystical states, and this knowledge alone qualifies as totally veridical, for this type of knowledge alone is singularly complete. And what this further means is that the knowledge, the entire truth, of a single item in experience ultimately implicates the entire universe of experience, and that until these latent implications are fully borne out, entirely realized, our knowledge concerning any one item will always be in some way, and necessarily, deficient.

But let us look to the text one again relative to our interpretation of this intuitional noesis which appears to be characteristic of the mystical experience. St. John describes this cognitive transition in the following way:

“... the soul is to attain to the possession of ... a Divine knowledge... with respect to things divine and human which fall not within the common experience and natural knowledge of the soul (because it looks on them with eyes as different from those of the past as spirit is different from sense and the divine from human) ... this night is gradually drawing the spirit away from its ordinary and common experience of things, and bringing it nearer the divine sense which is a stranger and alien to all human ways ... it goes about marveling at the things that it sees and hears, which seem to it very strange and rare though they are the same that it was accustomed to experience aforetime.” 24

The problem we confront, I think, is very evident from the text itself: what in fact constitutes not just adequate, but veridical knowledge? If on the one hand we define knowledge in terms of the limitations inherent in human cognition, what we really have arrived at is a definition of the scope of what is knowable and not a definition of veridical knowledge. And much as we might desiderate otherwise, in the ordinary state of human affairs we can hope to achieve no more. But at the same time, these limitations are, after all, only temporal or spatial or both: it is not the case that the type of exhaustive knowledge that we have denominated as veridical is not at all possible, that is to say, in and of itself, intrinsically impossible; rather, it is the case that it is not possible given specific circumstances, in other words, in a temporal sense – either given human longevity, for we shall never live long enough to acquire that type of exhaustive knowledge – or, for that matter, in the more significant temporal sense in which we find ourselves incapable of excogitating an infinite number of complex concepts simultaneously, and in so doing grasping the relations that obtain between them, relations which essentially contribute to a comprehensive understanding of them, for this we do discursively, as we have already argued.

Nor indeed is it possible, inasmuch as we are constrained by spatial limitations to which we are perceptually subject, to grasp any given object of experience in its totality, together with all its dimensions simultaneously; in other words, to perceive or to grasp anything at all in the totality of its being in which alone we may be said to know it, and not merely to know it in part, or aspectually. The problem, then, is this, if we accept the human perspective not merely as phenomenologically descriptive, but as normative, there is no p